{
  "source_file": "0930",
  "source_platform": "Medium",
  "author": "Riccardo Andreoni",
  "title_listed": "Avoid Overfitting in Neural Networks: a Deep Dive",
  "keywords": "",
  "domain": "机器学习",
  "content_type": "深度技术解析",
  "is_paid_flag": "否",
  "url": "https://towardsdatascience.com/avoid-overfitting-in-neural-networks-a-deep-dive-b4615a2d9507/",
  "publish_date": "2023-11-30",
  "corpus_stage": "",
  "notes": "",
  "id": "6398e561e759",
  "collected_at": "2026-10-02T03:12:08",
  "title": "Avoid Overfitting in Neural Networks: a Deep Dive | Towards Data Science",
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It also helps in adverstising on the website.\n\n\n  * Cookie\nedgebucket\n  * Duration\nsession\n  * Description\nReddit sets this cookie to save the information about a log-on Reddit user, for the purpose of advertisement recommendations and updating the content.\n\n\n  * Cookie\ndid\n  * Duration\n1 year\n  * Description\nArbor sets this cookie to show targeted ads to site visitors.This cookie expires after 2 months or 1 year.\n\n\nUncategorised\nOther uncategorised cookies are those that are being analysed and have not been classified into a category as yet.\nNo cookies to display.\nReject All Save My Preferences Accept All\nToggle Search[](https://towardsdatascience.com/)Toggle Mobile Navigation\n[](https://towardsdatascience.com/)\nPublish AI, ML & data-science insights to a global community of data professionals.\nSign in[Submit an Article](https://write.insightmediagroup.io)\n[Latest](https://towardsdatascience.com/latest/)[Editor's Picks](https://towardsdatascience.com/tag/editors-pick/)[Newsletter](https://towardsdatascience.com/tag/the-variable/)[ShipAI](https://towardsdatascience.com/shipai/)\n* * *\n[Write For TDS](https://towardsdatascience.com/submissions/)\n[LinkedIn](https://www.linkedin.com/company/towards-data-science/)[X](https://x.com/TDataScience)Toggle Search\n[Data Science](https://towardsdatascience.com/category/data-science/)\n# Avoid Overfitting in Neural Networks: a Deep Dive\nLearn how to implement regularization techniques to boost performances and prevent Neural Network overfitting.\n[Riccardo Andreoni](https://towardsdatascience.com/author/riccardo.andreoni/)\nNovember 30, 20239 min read\n### Learn how to implement regularization techniques to boost performances and prevent Neural Network overfitting\n![Image source: unsplash.com.](../images/000.jpeg)\nImage source: [unsplash.com](https://unsplash.com/photos/multicolored-illustration-gpiKdZmDQig).\nWhen training a deep neural network, it's often troublesome to achieve the same performances on **both the training and validation sets**. A considerably higher error on the validation set is a **clear flag for overfitting** : the network has become too specialized in the training data. In this article, I provide a comprehensive guide on how to bypass this issue.\nLearn this step by step with the interactive [AI and Data Scientist](https://roadmap.sh/ai-data-scientist), [Computer Science](https://roadmap.sh/computer-science) and [Machine Learning](https://roadmap.sh/machine-learning) roadmaps.\n## Overfitting Neural Networks\nWhen dealing with any machine learning application, it's important to have a clear understanding of the **bias and variance of the model**. In traditional machine learning algorithms, we talk about the [**bias vs. variance tradeoff**](https://en.wikipedia.org/wiki/Bias%E2%80%93variance_tradeoff#:~:text=In%20statistics%20and%20machine%20learning,bias%20in%20the%20estimated%20parameters.), which consists of the struggle of minimizing both the **variance** and the **bias** of a model.\nIn order to reduce the bias of a model (i.e. its error from erroneous assumptions), we need a **more complex model**. On the contrary, reducing the model's variance (the sensitivity of the model in capturing the variations of the training data), implies a **more simple model**. It is straightforward that the bias vs. variance tradeoff, in traditional machine learning, derives from the conflict of necessitating both a **more complex and a simpler model at the same time**.\nIn the **Deep Learning era,** we have tools to reduce just the model's variance without hurting the model's bias or, on the contrary, to reduce the bias without increasing the variance.\nBefore exploring the different techniques used to prevent the overfitting of a neural network, it's important to clarify what high variance or high bias means.\nConsider a common neural network task such as image recognition, and think over a neural network that recognizes the presence of pandas in a picture. We can confidently assess that a human can carry out this task with a near 0% error. As a consequence, this is a reasonable benchmark for the accuracy of the image recognition network. After training the neural network on the training set and evaluating its performances on both the training and validation sets, we may come up with these different results:\n  1. Train Error = 20% and Validation Error = 22%\n  2. Train Error = 1% and Validation Error = 15%\n  3. Train Error = 0.5% and Validation Error = 1%\n  4. Train Error = 20% and Validation Error = 30%\n\n\nThe first example is a typical instance of **high bias** : the error is large on **both the train and validation sets**. Conversely, the second example suffers from **high variance** , having a much lower accuracy when dealing with data **the model didn't learn from**. The third result represents **low variance and bias** , the model can be considered valid. Finally, the fourth example shows a case of **both high bias and variance** : not only the training error is large when compared with the benchmark, but the validation error is also higher.\n![Image by the author.](../images/001.png)\nImage by the author.\nFrom now on, I will present several techniques of regularization, used to reduce the model's overfitting to the training data. They are beneficial for cases 2. and 4. of the previous example.\n## L1 and L2 Regularization\nSimilar to classical regression algorithms (linear, logistic, polynomial, etc.), [**L1 and L2 regularizations**](https://towardsdatascience.com/l1-and-l2-regularization-methods-ce25e7fc831c) are also employed to prevent overfitting in high-variance neural networks. In order to keep [this article](https://neptune.ai/blog/fighting-overfitting-with-l1-or-l2-regularization) short and on-point, I won't recall how L1 and L2 regularizations work on regression algorithms, but you can check this article for additional information.\nThe idea behind the L1 and L2 regularization techniques is to **constrain the model's weights** to be smaller or to **shrink some of them** to 0.\nConsider the cost function J of a classical deep neural network:\n![](../images/body-327e08a40c844b552c40.png)\nThe cost function J is, of course, a function of the weights and biases of each layer 1, ..., L. m is the number of training examples and ℒ is the loss function.\n### L1 Regularization\nIn L1 Regularization we add the following term to the cost function J:\n![](../images/body-00578a7a129c115ccfff.png)\nwhere the matrix norm is the sum of the absolute value of the weights for each layer 1, ..., L of the network:\n![](../images/body-f2ecdbdb4081ec0fc42a.png)\nλ is the **regularization term**. It's a hyperparameter that must be **carefully tuned**. λ directly controls the impact of the regularization: as λ increases, the effects on the weights shrinking are more severe.\nThe complete cost function under L1 Regularization becomes:\n![](../images/body-b210ae76e2dbc9464546.png)\nFor λ=0, the effects of L1 Regularization are null. Instead, choosing a value of λ which is too big, will over-simplify the model, probably resulting in an underfitting network.\nL1 Regularization can be considered as a sort of neuron selection process because it would bring to zero the weights of some hidden neurons.\n### L2 Regularization\nIn L2 Regularization, the term we add to the cost function is the following:\n![](../images/body-c1deb97d8496752d196f.png)\nIn this case, the regularization term is the **squared norm of the weights** of each network's layer. This matrix norm is called [Frobenius norm](https://en.wikipedia.org/wiki/Matrix_norm) and, explicitly, it's computed as follows:\n![](../images/body-458522b7fac206332640.png)\nPlease note that the weight matrix relative to layer l has n^{[l]} rows and n^{[l-1]} columns.\nFinally, the complete cost function under L2 Regularization becomes:\n![](../images/body-473154a932ed8a6eb14f.png)\nAgain, λ is the **regularization term** and for λ=0 the effects of L2 Regularization are null.\nL2 Regularization brings towards zero the values of the weights, resulting in a more simple model.\n### How do L1 and L2 Regularization reduce overfitting?\nL1 and L2 Regularization techniques have positive effects on overfitting to the training data for two reasons:\n  * The weights of some hidden units become closer (or equal) to 0. As a consequence, their effect is weakened and the resulting network is simpler because it's closer to a **smaller network**. As stated in the introduction, a simpler network is less prone to overfitting.\n  * For smaller weights, also the input z of the activation function of a hidden neuron becomes smaller. For values close to 0, many activation functions behave **linearly**.\n\n\nThe second reason is not trivial and deserves an expansion. Consider a hyperbolic tangent (tanh) activation function, whose graph is the following:\n![Image by the author.](../images/002.png)\nImage by the author.\nFrom the function plot we can see that if the input value x is small, the function tanh(x) behaves **almost linearly**. When tanh is used as the activation function of a neural network's hidden layers, the input value is:\n![](../images/body-1958aa7189c615d532f0.png)\nwhich for small weights w is also **close to zero**.\nIf each layer of the neural network is linear, we can prove that the whole network behaves linearly. Thus, constraining some of the hidden units to mimic linear functions, leads to a simpler network and, as a consequence, helps to prevent overfitting.\nA simpler model often is [not capable to capture the noise](https://towardsdatascience.com/regularization-in-deep-learning-l1-l2-and-dropout-377e75acc036) in the training data and therefore, **overfitting is less frequent**.\n## Dropout\nThe idea of [**dropout regularization**](https://www.analyticsvidhya.com/blog/2022/08/dropout-regularization-in-deep-learning/#:~:text=In%20machine%20learning%2C%20%E2%80%9Cdropout%E2%80%9D,are%20codependent%20with%20one%20another.) is to **randomly remove some nodes** in the network. Before the training process, we set a probability (suppose p = 50%) for each node of the network. During the training phase, each node has a p **probability of being turned off**. The dropout process is random, and it is performed separately for each training example. As a consequence, each training example might be trained on a different network.\nAs for L2 Regularization, the result of dropout regularization is a simpler network, and a simpler network leads to a less complex model.\n![The effect of dropout on a simple network. Image by the author.](../images/003.png)\nThe effect of dropout on a simple network. Image by the author.\n### Dropout in practice\nIn this brief section, I show how to implement **Dropout regularization in practice**. I will go through a few simple lines of code (python). If you are only interested in the general theory of regularization, you can easily skip this section.\nSuppose we have stored the activation values of the network's layer 4 in the [NumPy](https://numpy.org/) array `a4`. First, we create the auxiliary vector `d4`:\npython\n\n```\n# Set the keeping probability\nkeep_prob = 0.7\n```\n\npython\n\n```\n# Create auxiliary vector for layer 4\nd4 = np.random.rand(a4.shape[0], a3.shape[1]) < keep_prob\n```\n\nThe vector `d4` has the same dimensions as `a4` and contains the values `True` or `False` based on the probability `keep_prob`. If we set a keeping probability of 70%, that is the probability that a given hidden unit is kept, and therefore, the probability of having `True` value on a given element of `d4`.\nWe apply the auxiliary vector `d4` to the activations `a4`:\npython\n\n```\n# Apply the auxiliary vector d4 to the activation a4\na4 = np.multiply(a4,d4)\n```\n\nFinally, we need to scale the modified vector `a4` by the `keep_prob` value:\npython\n\n```\n# Scale the modified vector a4\na4 /= keep_prob\n```\n\nThis last operation is needed to compensate for the reduction of units in the layer. Carrying out this operation during the training process allows us not to apply dropout during the test phase.\n### How does dropout reduce overfitting?\nDropout has the effect of temporarily **transforming the network into a smaller one** , and we know that smaller networks are **less complex and less prone to overfitting**.\nConsider the network illustrated above, and focus on the first unit of the second layer. Because some of its inputs may be temporarily shut down due to dropout, the unit **can't always rely on them** during the training phase. As a consequence, the hidden unit is encouraged to spread its weights across its inputs. Spreading the weights has the effect of decreasing the squared norm of the weight matrix, resulting in a **sort of L2 regularization**.\nSetting the keeping probability is a fundamental step for an effective dropout regularization. Typically, the keeping probability is set separately for each layer of the neural network. For layers with a large weight matrix, we usually set a smaller keeping probability because, at each step, we want to conserve proportionally fewer weights with respect to smaller layers.\n## Other Regularization Techniques\nIn addition to L1/L2 regularization and dropout, there exist **other regularization techniques**. Two of them are **data augmentation** and **early stopping**.\nFrom the theory, we know that training a network on more data has positive effects on reducing high variance. As getting more data is often a demanding task, data augmentation is a technique that, for some applications, allows machine learning practitioners to get more data almost for free. In computer vision, data augmentation provides a **larger training set** by flipping, zooming, and translating the original images. In the case of digit recognition, we can also impose distortion on the images.\n**Early stopping** , as the name suggests, involves **stopping the training phase** before the initially defined number of iterations. If we plot the cost function on both the training set and the validation set as a function of the iterations, we can experience that, for an overfitting model, the training error always keeps decreasing but the validation error might start to increase after a certain number of iterations. When the validation error stops decreasing, that is exactly the time to stop the training process. By stopping the training process earlier, we force the model to be simpler, thus reducing overfitting.\n## **Conclusion**\nIn conclusion, the L1 and L2 regularization techniques are indispensable tools in addressing overfitting within neural networks.\n![Image by the author.](../images/004.png)\nImage by the author.\nL1 regularization, with its ability to induce sparsity by **penalizing irrelevant features** , proves effective in **simplifying models**. On the other hand, L2 regularization, by penalizing the squared magnitude of weights, **promotes smoother models** , reducing the risk of extreme values.\nDropout, a dynamic technique involving randomly deactivating neurons during the training phase, enhances model generalization. It prevents over-reliance on specific neurons, promoting a more robust network.\nHowever, these techniques come with tradeoffs. While regularization methods effectively mitigate overfitting, they may inadvertently restrict the model's ability to capture intricate patterns in the data. The real challenge is choosing the right balance between regularization strength and model complexity.\nFor further insights, I will fill the Reference section with amazing resources. I highly suggest checking them out to refine your understanding of the subject.\n* * *\nIf you liked this story, consider following me to be notified of my upcoming projects and articles!\nHere are some of my past projects:\n> [**Advanced Dimensionality Reduction Models Made Simple**](https://towardsdatascience.com/advanced-dimensionality-reduction-models-made-simple-639fca351528)\n> [**Use Deep Learning to Generate Fantasy Names: Build a Language Model from Scratch**](https://towardsdatascience.com/use-deep-learning-to-generate-fantasy-character-names-build-a-language-model-from-scratch-792b13629efa)\n> [**Outlier Detection with Scikit-Learn and Matplotlib: a Practical Guide**](https://towardsdatascience.com/outlier-detection-with-scikit-learn-and-matplotlib-a-practical-guide-382d1411b8ec)\n## References\n  * [Deep Learning by Ian Goodfellow, Yoshua Bengio, and Aaron Courville](https://www.deeplearningbook.org/)\n  * [Dropout: A Simple Way to Prevent Neural Networks from Overfitting by Nitish Srivastava et al. (2014)](https://jmlr.org/papers/v15/srivastava14a.html)\n  * [Regularization Techniques in Deep Learning: A Survey and Practical Guide by Navid Pustokhina, et al.](https://arxiv.org/abs/2201.03299)\n  * [Understanding the Disharmony between Dropout and Batch Normalization by Variance Shift by Shibani Santurkar, et al. (2018)](https://www.researchgate.net/publication/327434121_Understanding_Regularization_in_Batch_Normalization)\n  * [Neural Networks and Deep Learning: A Textbook by Charu Aggarwal](https://link.springer.com/book/10.1007/978-3-319-94463-0)\n\n\n## Register Now to Continue Reading\n### Unlock Towards Data Science with a Free Account\nAll articles on Towards Data Science are available to registered users. 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It also helps in adverstising on the website.\n\n\n  * Cookie\nedgebucket\n  * Duration\nsession\n  * Description\nReddit sets this cookie to save the information about a log-on Reddit user, for the purpose of advertisement recommendations and updating the content.\n\n\n  * Cookie\ndid\n  * Duration\n1 year\n  * Description\nArbor sets this cookie to show targeted ads to site visitors.This cookie expires after 2 months or 1 year.\n\n\nUncategorised\nOther uncategorised cookies are those that are being analysed and have not been classified into a category as yet.\nNo cookies to display.\nReject All Save My Preferences Accept All\nToggle Search[](https://towardsdatascience.com/)Toggle Mobile Navigation\n[](https://towardsdatascience.com/)\nPublish AI, ML & data-science insights to a global community of data professionals.\nSign in[Submit an Article](https://write.insightmediagroup.io)\n[Latest](https://towardsdatascience.com/latest/)[Editor's Picks](https://towardsdatascience.com/tag/editors-pick/)[Newsletter](https://towardsdatascience.com/tag/the-variable/)[ShipAI](https://towardsdatascience.com/shipai/)\n* * *\n[Write For TDS](https://towardsdatascience.com/submissions/)\n[LinkedIn](https://www.linkedin.com/company/towards-data-science/)[X](https://x.com/TDataScience)Toggle Search\n[Data Science](https://towardsdatascience.com/category/data-science/)\n# Avoid Overfitting in Neural Networks: a Deep Dive\nLearn how to implement regularization techniques to boost performances and prevent Neural Network overfitting.\n[Riccardo Andreoni](https://towardsdatascience.com/author/riccardo.andreoni/)\nNovember 30, 20239 min read\n### Learn how to implement regularization techniques to boost performances and prevent Neural Network overfitting\n![Image source: unsplash.com.](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/1U61rOQHR1OkVhPXMjJgwLg-scaled.jpeg)\nImage source: [unsplash.com](https://unsplash.com/photos/multicolored-illustration-gpiKdZmDQig).\nWhen training a deep neural network, it's often troublesome to achieve the same performances on **both the training and validation sets**. A considerably higher error on the validation set is a **clear flag for overfitting** : the network has become too specialized in the training data. In this article, I provide a comprehensive guide on how to bypass this issue.\nLearn this step by step with the interactive [AI and Data Scientist](https://roadmap.sh/ai-data-scientist), [Computer Science](https://roadmap.sh/computer-science) and [Machine Learning](https://roadmap.sh/machine-learning) roadmaps.\n## Overfitting Neural Networks\nWhen dealing with any machine learning application, it's important to have a clear understanding of the **bias and variance of the model**. In traditional machine learning algorithms, we talk about the [**bias vs. variance tradeoff**](https://en.wikipedia.org/wiki/Bias%E2%80%93variance_tradeoff#:~:text=In%20statistics%20and%20machine%20learning,bias%20in%20the%20estimated%20parameters.), which consists of the struggle of minimizing both the **variance** and the **bias** of a model.\nIn order to reduce the bias of a model (i.e. its error from erroneous assumptions), we need a **more complex model**. On the contrary, reducing the model's variance (the sensitivity of the model in capturing the variations of the training data), implies a **more simple model**. It is straightforward that the bias vs. variance tradeoff, in traditional machine learning, derives from the conflict of necessitating both a **more complex and a simpler model at the same time**.\nIn the **Deep Learning era,** we have tools to reduce just the model's variance without hurting the model's bias or, on the contrary, to reduce the bias without increasing the variance.\nBefore exploring the different techniques used to prevent the overfitting of a neural network, it's important to clarify what high variance or high bias means.\nConsider a common neural network task such as image recognition, and think over a neural network that recognizes the presence of pandas in a picture. We can confidently assess that a human can carry out this task with a near 0% error. As a consequence, this is a reasonable benchmark for the accuracy of the image recognition network. After training the neural network on the training set and evaluating its performances on both the training and validation sets, we may come up with these different results:\n  1. Train Error = 20% and Validation Error = 22%\n  2. Train Error = 1% and Validation Error = 15%\n  3. Train Error = 0.5% and Validation Error = 1%\n  4. Train Error = 20% and Validation Error = 30%\n\n\nThe first example is a typical instance of **high bias** : the error is large on **both the train and validation sets**. Conversely, the second example suffers from **high variance** , having a much lower accuracy when dealing with data **the model didn't learn from**. The third result represents **low variance and bias** , the model can be considered valid. Finally, the fourth example shows a case of **both high bias and variance** : not only the training error is large when compared with the benchmark, but the validation error is also higher.\n![Image by the author.](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/1AhFqOunFC5XjVz3aKrAwAA.png)\nImage by the author.\nFrom now on, I will present several techniques of regularization, used to reduce the model's overfitting to the training data. They are beneficial for cases 2. and 4. of the previous example.\n## L1 and L2 Regularization\nSimilar to classical regression algorithms (linear, logistic, polynomial, etc.), [**L1 and L2 regularizations**](https://towardsdatascience.com/l1-and-l2-regularization-methods-ce25e7fc831c) are also employed to prevent overfitting in high-variance neural networks. In order to keep [this article](https://neptune.ai/blog/fighting-overfitting-with-l1-or-l2-regularization) short and on-point, I won't recall how L1 and L2 regularizations work on regression algorithms, but you can check this article for additional information.\nThe idea behind the L1 and L2 regularization techniques is to **constrain the model's weights** to be smaller or to **shrink some of them** to 0.\nConsider the cost function J of a classical deep neural network:\n![](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/1-N86OtfsYownsXoe8yl-ww.png)\nThe cost function J is, of course, a function of the weights and biases of each layer 1, ..., L. m is the number of training examples and ℒ is the loss function.\n### L1 Regularization\nIn L1 Regularization we add the following term to the cost function J:\n![](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/1ugLBtbX1DKIFWy1YZ22qmg.png)\nwhere the matrix norm is the sum of the absolute value of the weights for each layer 1, ..., L of the network:\n![](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/1_4QKzvI_rs17YiYwcnQBlQ.png)\nλ is the **regularization term**. It's a hyperparameter that must be **carefully tuned**. λ directly controls the impact of the regularization: as λ increases, the effects on the weights shrinking are more severe.\nThe complete cost function under L1 Regularization becomes:\n![](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/1UNHir4t0uAw-FuLQWsd6GA.png)\nFor λ=0, the effects of L1 Regularization are null. Instead, choosing a value of λ which is too big, will over-simplify the model, probably resulting in an underfitting network.\nL1 Regularization can be considered as a sort of neuron selection process because it would bring to zero the weights of some hidden neurons.\n### L2 Regularization\nIn L2 Regularization, the term we add to the cost function is the following:\n![](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/1i9WoOD-by_9iwRQEDHxl9g.png)\nIn this case, the regularization term is the **squared norm of the weights** of each network's layer. This matrix norm is called [Frobenius norm](https://en.wikipedia.org/wiki/Matrix_norm) and, explicitly, it's computed as follows:\n![](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/1pAA2Cter2B3-qfkFDXshug.png)\nPlease note that the weight matrix relative to layer l has n^{[l]} rows and n^{[l-1]} columns.\nFinally, the complete cost function under L2 Regularization becomes:\n![](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/1oxp-gleLyXbOFbpNmqf5zQ.png)\nAgain, λ is the **regularization term** and for λ=0 the effects of L2 Regularization are null.\nL2 Regularization brings towards zero the values of the weights, resulting in a more simple model.\n### How do L1 and L2 Regularization reduce overfitting?\nL1 and L2 Regularization techniques have positive effects on overfitting to the training data for two reasons:\n  * The weights of some hidden units become closer (or equal) to 0. As a consequence, their effect is weakened and the resulting network is simpler because it's closer to a **smaller network**. As stated in the introduction, a simpler network is less prone to overfitting.\n  * For smaller weights, also the input z of the activation function of a hidden neuron becomes smaller. For values close to 0, many activation functions behave **linearly**.\n\n\nThe second reason is not trivial and deserves an expansion. Consider a hyperbolic tangent (tanh) activation function, whose graph is the following:\n![Image by the author.](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/187wjw3ZUODAe3MjZgKsyBw.png)\nImage by the author.\nFrom the function plot we can see that if the input value x is small, the function tanh(x) behaves **almost linearly**. When tanh is used as the activation function of a neural network's hidden layers, the input value is:\n![](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/16swg9QB3Vzou2MrhtF8qtw.png)\nwhich for small weights w is also **close to zero**.\nIf each layer of the neural network is linear, we can prove that the whole network behaves linearly. Thus, constraining some of the hidden units to mimic linear functions, leads to a simpler network and, as a consequence, helps to prevent overfitting.\nA simpler model often is [not capable to capture the noise](https://towardsdatascience.com/regularization-in-deep-learning-l1-l2-and-dropout-377e75acc036) in the training data and therefore, **overfitting is less frequent**.\n## Dropout\nThe idea of [**dropout regularization**](https://www.analyticsvidhya.com/blog/2022/08/dropout-regularization-in-deep-learning/#:~:text=In%20machine%20learning%2C%20%E2%80%9Cdropout%E2%80%9D,are%20codependent%20with%20one%20another.) is to **randomly remove some nodes** in the network. Before the training process, we set a probability (suppose p = 50%) for each node of the network. During the training phase, each node has a p **probability of being turned off**. The dropout process is random, and it is performed separately for each training example. As a consequence, each training example might be trained on a different network.\nAs for L2 Regularization, the result of dropout regularization is a simpler network, and a simpler network leads to a less complex model.\n![The effect of dropout on a simple network. Image by the author.](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/1qvbJTLsbhD7t4_SZ7ToJeA.png)\nThe effect of dropout on a simple network. Image by the author.\n### Dropout in practice\nIn this brief section, I show how to implement **Dropout regularization in practice**. I will go through a few simple lines of code (python). If you are only interested in the general theory of regularization, you can easily skip this section.\nSuppose we have stored the activation values of the network's layer 4 in the [NumPy](https://numpy.org/) array `a4`. First, we create the auxiliary vector `d4`:\npython\n\n```\n# Set the keeping probability\nkeep_prob = 0.7\n```\n\npython\n\n```\n# Create auxiliary vector for layer 4\nd4 = np.random.rand(a4.shape[0], a3.shape[1]) < keep_prob\n```\n\nThe vector `d4` has the same dimensions as `a4` and contains the values `True` or `False` based on the probability `keep_prob`. If we set a keeping probability of 70%, that is the probability that a given hidden unit is kept, and therefore, the probability of having `True` value on a given element of `d4`.\nWe apply the auxiliary vector `d4` to the activations `a4`:\npython\n\n```\n# Apply the auxiliary vector d4 to the activation a4\na4 = np.multiply(a4,d4)\n```\n\nFinally, we need to scale the modified vector `a4` by the `keep_prob` value:\npython\n\n```\n# Scale the modified vector a4\na4 /= keep_prob\n```\n\nThis last operation is needed to compensate for the reduction of units in the layer. Carrying out this operation during the training process allows us not to apply dropout during the test phase.\n### How does dropout reduce overfitting?\nDropout has the effect of temporarily **transforming the network into a smaller one** , and we know that smaller networks are **less complex and less prone to overfitting**.\nConsider the network illustrated above, and focus on the first unit of the second layer. Because some of its inputs may be temporarily shut down due to dropout, the unit **can't always rely on them** during the training phase. As a consequence, the hidden unit is encouraged to spread its weights across its inputs. Spreading the weights has the effect of decreasing the squared norm of the weight matrix, resulting in a **sort of L2 regularization**.\nSetting the keeping probability is a fundamental step for an effective dropout regularization. Typically, the keeping probability is set separately for each layer of the neural network. For layers with a large weight matrix, we usually set a smaller keeping probability because, at each step, we want to conserve proportionally fewer weights with respect to smaller layers.\n## Other Regularization Techniques\nIn addition to L1/L2 regularization and dropout, there exist **other regularization techniques**. Two of them are **data augmentation** and **early stopping**.\nFrom the theory, we know that training a network on more data has positive effects on reducing high variance. As getting more data is often a demanding task, data augmentation is a technique that, for some applications, allows machine learning practitioners to get more data almost for free. In computer vision, data augmentation provides a **larger training set** by flipping, zooming, and translating the original images. In the case of digit recognition, we can also impose distortion on the images.\n**Early stopping** , as the name suggests, involves **stopping the training phase** before the initially defined number of iterations. If we plot the cost function on both the training set and the validation set as a function of the iterations, we can experience that, for an overfitting model, the training error always keeps decreasing but the validation error might start to increase after a certain number of iterations. When the validation error stops decreasing, that is exactly the time to stop the training process. By stopping the training process earlier, we force the model to be simpler, thus reducing overfitting.\n## **Conclusion**\nIn conclusion, the L1 and L2 regularization techniques are indispensable tools in addressing overfitting within neural networks.\n![Image by the author.](https://assets.insightmediagroup.io/media/wp-content/uploads/2023/11/11Wcq_S7IdO6uxMaHGVJaNg.png)\nImage by the author.\nL1 regularization, with its ability to induce sparsity by **penalizing irrelevant features** , proves effective in **simplifying models**. On the other hand, L2 regularization, by penalizing the squared magnitude of weights, **promotes smoother models** , reducing the risk of extreme values.\nDropout, a dynamic technique involving randomly deactivating neurons during the training phase, enhances model generalization. It prevents over-reliance on specific neurons, promoting a more robust network.\nHowever, these techniques come with tradeoffs. While regularization methods effectively mitigate overfitting, they may inadvertently restrict the model's ability to capture intricate patterns in the data. The real challenge is choosing the right balance between regularization strength and model complexity.\nFor further insights, I will fill the Reference section with amazing resources. I highly suggest checking them out to refine your understanding of the subject.\n* * *\nIf you liked this story, consider following me to be notified of my upcoming projects and articles!\nHere are some of my past projects:\n> [**Advanced Dimensionality Reduction Models Made Simple**](https://towardsdatascience.com/advanced-dimensionality-reduction-models-made-simple-639fca351528)\n> [**Use Deep Learning to Generate Fantasy Names: Build a Language Model from Scratch**](https://towardsdatascience.com/use-deep-learning-to-generate-fantasy-character-names-build-a-language-model-from-scratch-792b13629efa)\n> [**Outlier Detection with Scikit-Learn and Matplotlib: a Practical Guide**](https://towardsdatascience.com/outlier-detection-with-scikit-learn-and-matplotlib-a-practical-guide-382d1411b8ec)\n## References\n  * [Deep Learning by Ian Goodfellow, Yoshua Bengio, and Aaron Courville](https://www.deeplearningbook.org/)\n  * [Dropout: A Simple Way to Prevent Neural Networks from Overfitting by Nitish Srivastava et al. (2014)](https://jmlr.org/papers/v15/srivastava14a.html)\n  * [Regularization Techniques in Deep Learning: A Survey and Practical Guide by Navid Pustokhina, et al.](https://arxiv.org/abs/2201.03299)\n  * [Understanding the Disharmony between Dropout and Batch Normalization by Variance Shift by Shibani Santurkar, et al. (2018)](https://www.researchgate.net/publication/327434121_Understanding_Regularization_in_Batch_Normalization)\n  * [Neural Networks and Deep Learning: A Textbook by Charu Aggarwal](https://link.springer.com/book/10.1007/978-3-319-94463-0)\n\n\n## Register Now to Continue Reading\n### Unlock Towards Data Science with a Free Account\nAll articles on Towards Data Science are available to registered users. 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